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10 Jobs voor Investing & Investment Banking, Compliance & Regulatory Affairs

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Head of Compliance AD

...Compliance . 3 reasons you should join our team as Head of Compliance: Grab the unique opportunity to influence and shape the compliance team as OPP continues to grow. Close ties with the leadership t...

Luxembourg Investment Products Compliance Officer (MiFID II) AD

...Compliance Officer (Investment Products) to ensure compliance with MiFID II regulations. Role includes implementing compliance frameworks, managing risks associated with investment products, and engag...

Compliance Officer - Investment Products (MiFID II) … AD

...Compliance Officer (Investment Products) , you'll play a key role in ensuring our compliance with all applicable regulations, with a primary focus on MiFID II across all investment offerings. Here's w...

Luxembourg-Relocation Compliance Officer, Investment Products

...Compliance Officer (Investment Products) to ensure adherence to regulations and manage compliance risks. You will contribute to the regulatory strategy and help maintain compliance policies within a d...

Luxembourg Investment Products Compliance Officer (MiFID II)

...Compliance Officer (Investment Products) to ensure compliance with MiFID II regulations. Role includes implementing compliance frameworks, managing risks associated with investment products, and engag...

Head of Compliance

...regulatory framework is also required. Seniority level Director Employment type Full‑time Job function Accounting/Auditing, Finance, and General Business Industries Investment Banking, Banking, and Fi...

Compliance Officer - Investment Products (MiFID II) …

...Compliance Officer (Investment Products), you’ll play a key role in ensuring our compliance with all applicable regulations, particularly within the investment products landscape. Here’s what your day...

Compliance Officer - Investment Products (MiFID II) …

...Compliance Officer (Investment Products) , you'll play a key role in ensuring our compliance with all applicable regulations, with a primary focus on MiFID II across all investment offerings. Here's w...

Head of Compliance, The Netherlands

...Compliance The Netherlands is responsible for executing the compliance program for the company, ensure compliance with applicable laws and regulations, manages regulatory compliance initiatives, strat...

Head of Compliance

...Compliance . 3 reasons you should join our team as Head of Compliance: Grab the unique opportunity to influence and shape the compliance team as OPP continues to grow. Close ties with the leadership t...

Chief Compliance Officer – Euronext (Procedure closed)

...regulatory and compliance environment, such as in an investment bank, broker, exchange/MTF or trading firm or regulator. Experience in Big 4/Consulting in compliance is a plus. Knowledge of the regula...

KYC & FC Team Lead (Transaction Monitoring …

...& FC organisation. As a part of your key responsibilities: You will maintain a clear vision on the regulatory framework and market developments in creating effective and efficient Transaction Monitori...

Senior Director/Director - Corporate Deal Structuring

...& Structuring Architect custom liquidity and derivative structures for token launches, treasury programs, and institutional mandates. Translate strategic client objectives into executable financial an...

KYC & FC Team Lead (Transaction Monitoring … AD

...& FC organisation. As a part of your key responsibilities: You will maintain a clear vision on the regulatory framework and market developments in creating effective and efficient Transaction Monitori...

Chief Compliance Officer – Euronext (Procedure closed) AD

...regulatory and compliance environment, such as in an investment bank, broker, exchange/MTF or trading firm or regulator. Experience in Big 4/Consulting in compliance is a plus. Knowledge of the regula...